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Doctrine & Statutes

Effective Vindication Doctrine

The narrow principle that an arbitration clause cannot operate as a prospective waiver of federal statutory rights.

The doctrine survives in theory but has been confined tightly: the Supreme Court has held that the mere fact that individual arbitration makes pursuing a claim economically irrational does not amount to a denial of effective vindication. It remains available against clauses that expressly forbid the assertion of statutory rights or impose prohibitive filing costs.

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